The power of the state

In George Orwell’s “Shooting an Elephant,” it seems to me that no one present at the scene possessed any power over their actions. Orwell, compelled by the system of domination present in British colonies, had to shoot the elephant. The Burmese onlookers, compelled by likely deprivation of both resources and feelings of personal control, had to demand Orwell’s horrific act. Orwell was forced to wear a mask, as others have said, to uphold the power of the British Empire. The Burmese were forced to demand entertainment and meat.

In Orwell’s telling, each actor seemed to have lost their individualism to the state. Without each group performing their role in this scene, the imperial British state would fall apart, as hinted at in the “Parable of the Green Grocer.” Complete domination over peoples as is described by Orwell in passing (references to terrible treatment of incarcerated Burmese and the disregard for the life and property of Burmese people) necessitates a flawless performance in which the state is upheld above all else. Insults and poor refereeing are just the sort of actions that allow one to see that everyone in Orwell’s story is indeed playing a part, rather than believing in the state.  However, when it comes to moments of demonstration of power, roles much be executed so that the state of the British empire is upheld. Thus I would argue, that each individual in this case took actions in a performance staged for furthering the power of the state.

Deductive science is not conclusion by elimination

Masha Gessen comes to the conclusion that Russians are “dying of a broken heart” only by eliminating what she sees as previously considered explanations for the high rate of premature death caused by cardiovascular disease, poisoning, and accidental injury. She first explains the shortcomings of Parsons’ and Eberstadt’s conclusions then moves on to comparing Russians’ activities and historical experiences to other regions. One by one she rules out infectious disease, caloric and alcoholic intake, mental illness, low birth rate, and poverty as the causes of cardiovascular disease and poisoning, primarily using Western Europe as the control.  She finds that none of these factors can explain the massive discrepancy in rates of cardiovascular disease and thus she concludes the rapidly decreasing life expectancy in Russia is due to hopelessness.

I am not convinced by this argument.  If Gessen wanted to come to a conclusion by eliminating all possible, obvious explanations, she should have considered multiple other factors. She does not, for example, consider lack of or incorrect education that might endanger young adults when it comes to accidental injury treatment or poisonous substance ingestion. She also does not consider genetic abnormalities that might be plaguing the relatively homogenous Russian population. She does not consider the quality of Russians’ diets, only the caloric and fat value.  Most surprisingly to me, she does not address the possibility of politically-motivated killings.  If there is no obvious biological reason that so many should be dying of cardiovascular disease, poisoning, or injury, perhaps it is the death certificates that are falsified.

I would argue that if one is attempting to do science by elimination, it would be nearly impossible to be sure that one has considered and discarded all potential explanations. I believe that Gessen’s methodology is seriously flawed and that without actual evidence to support the idea that hopelessness is killing Russians her argument fails.

Broken Hearts or Broken Argument?

Masha Gessen’s article The Dying Russians seeks to answer a lofty question of why the mortality rate of young people in Russia has been so exponentially high following the fall of the Soviet Union. Gessen attempts to use historical data of other Russian eras with high mortality rates, using them as examples to rule out their causes as the cause for this particular era. Gessen’s argument fails in that by trying to provide so many different types of analysis (cultural, historical and empirical) she loses the one shining moment of her argument that could have been fully fleshed out into a more satisfying answer than “dying of broken hearts (7).” Bringing in Michelle Parson’s book “Dying Unneeded” seems to be the shining moment of this argument, the place where she could make a somewhat valid conclusion is Gessen were to analyze and contextualize this phenomenon further. By generalizing her argument, Gessen loses this close focus on what could actually provide an answer to her question.

However, there are still noticeable flaws in Parsons’ analysis as well. As Gessen’s audience we are not given any validity of Parson’s book nor the people she interviewed, and therefore it reduces the validity of Gessen’s overall argument, if she were to make one based off Parsons, claims. Moreover as pointed out in a previous post, Parsons seems to be looking at the middle-age range of Russians where Gessen is looking at younger Russians. Overall this argument is muddled and overlapping, providing historical and cultural analysis that draw the reader away from the initial question at hand and providing a catchy yet unrealistic answer to a very real Russian problem.

Criticism of Masha Gessen’s “The Dying Russians”

The claim Masha Gessen makes in The Dying Russians – that Russia is experiencing a depopulation crisis due to the people’s loss of hope – is questionable at best, and nearly impossible to believe at worst. While I’m not fundamentally opposed to the notion that something like a loss of hope can lead to a less healthy population with a consequently higher mortality rate, Gessen doesn’t really manage to convince me that this is what has been happening in Russia.

Gessen starts off on the right foot by citing anthropological works like Michelle Parson’s Dying Unneeded and describing her research. Regrettably, she soon seemingly tries to support her claim by ruling out other potential causes (drinking, smoking, etc. ) of the mortality crisis based on statistical data. I see this as an improper method that has harmed the credibility of her paper. Statistical data alone is arguably insufficient evidence to rule out a cause of Russia’s high mortality Also, any kind of “ruling out” methodology for research requires a much more expansive scope than what Gessen allows. Even if we ignore the faults in her methodology, such a claim will always seem doubtful to many.

If we accept Gessen’s conclusion as correct, then the mortality crisis starts to sound a lot like the protests talked about in texts like Lisa Wedeen’s Acting ‘As If’: Symbolic Politics and Social Control in Syria and James C. Scott’s Normal Exploitation, Normal Resistance. In this case, the Russian population protests a government that gives them nothing with shocking fertility and mortality rates. A notable difference between these protests and those described in the aforementioned texts, however, is that these protests seem to be subconscious – it’s not like Russians are knowingly choosing to get heart attacks. This was a major point of interest in the paper for me, as it got me thinking about how (or if) subconscious protest even exists.

Depopulation won’t please the government, but how can an action be considered rebellious if it is not even executed consciously? My opinion is that it can’t be – protest requires a mindful decision to defy your oppressor in some way or form. In fact, I think that this decision is the greatest qualifier for protest. Therefore, I can’t interpret the depopulation crisis as some kind of rebellious action or display against the Russian government.

Qualitative and Quantitative Methods for Discerning Social Facts

The shortcomings of the approach used by Parsons and the erroneous conclusions that were drawn from it highlight the importance of facts and data to supplement any qualitative analysis. Without data to adjudicate theoretical disagreements, qualitative analysis is at best informed opinion. However, this is not to say that data is a panacea to otherwise intractable disagreements in theory as there are limits to what data can tell you. Thus, the best approach is to use hard data, like statistics, in conversation with soft data, like ethnographies. In the case explicated by this reading, even this hybrid approach used by Eberstadt is incapable of any definite answers, but in leveraging data analysis to refine the scope of theoretical inquiry, a social scientist is at least able to to move closer to an answer.

Given technological and conceptual limits, there are, by necessity, plenty of things that are unknowable to us now. However attempting to place limits on human knowledge and capability is a fool’s errand. Just as people a hundred years ago would not have predicted the speed of the development of medical technology or electronic communication, people now are ill-equipped to declare insurmountable technological and conceptual barriers to human understanding. As such, to preemptively declare certain things unknowable and avoid seeking their answers is to impose unjustified and ultimately self-defeating limitations.  

Journalism Masking as Science

The claim that a group of people are “dying of broken hearts” is a challenge to fathom, let alone empirically prove. However, Masha Gessen tries to do so for the reader by using the language of scientific and cultural reasoning, though her conclusion becomes more like sensationalist journalism. She begins her piece on what appears to be a strong, ethnographic footing as she briefly describes her research, presents anecdotal evidence, and goes on to cite Michelle Parson’s anthropological work Dying Unneeded to discuss the merits and the limitations of it. These are two promising steps in her search for the “answer” to her opening quandary about high Russian mortality rates, since both focus on a kind of thick description, and particularly in the case of Parson’s work, a Geertzian method of deeply embedding oneself in the culture in question.

In my opinion, Gessen starts to stray when she switches to a strong reliance on statistical evidence which she uses to rule out causes like drinking, smoking, environmental issues, and economic upheavals as the cause of death. However, she lacks any empirical data supporting her “broken heart” theory. She concludes her piece by abandon the cultural and rational methods of study she attempted to employ earlier and delves head first into sensationalist journalism when she presents this unsubstantiated, broad-base claim that the reason that all Russians are dying so young and so frequently is attributable solely to “broken hearts.”

This piece lacks the plethora of evidence needed to convince any reader that the root cause is broken hearts. For a claim such as this, a cultural approach with support from rational-choice methodology, as Gessen started to present, seems best to study the problem at hand. However, unlike Gessen’s, the work should richer, more nuanced, and focus in on the people, similar to how Gressen describes Parson’s work.

My Second Reading of Masha Gessen

This is the second time I’ve read “The Dying Russians” for a class at Williams. The first time was last semester in a course on Russian politics. While I didn’t think it was perfect, I was overall convinced by her argument. However, on this reading, I cannot say the same. When examining her methodology, it becomes difficult to defend any of her conclusions. She attempts to use a historical approach to strengthen her cultural explanation for the crisis. While this would normally be a sound strategy, she takes a lot of liberalities in her analysis of the historical evidence. For example, she writes, “Yes, Russians have lived through severe economic upheaval, but there are is no indication that economic shock in a modern society leads quickly, or at all, to increased mortality – the Great Depression, for example, did not.” This quote seems to completely discount the utter chaos Russia underwent after the collapse of the Soviet Union. Earlier in the article, she does mention the horrors of shock therapy. However, she downplays the fact that many Russians completely lost their health care benefits as their country transitioned from communism to capitalism. In addition, the Russian state suffered a complete breakdown as citizens were forced to rely on organized crime syndicates for protection, rather than the police. This led to a massive increase in the murder rate. I think Gessen is onto something with her cultural explanation for Russian birthrates but her article is weakened by her selective reading of Russian history. Scientific studies must present all evidence.

Breaking a Key Rule: Gessen’s Overly-Broad Research Scope

In “The Dying Russians” Masha Gessen takes into consideration a puzzle that started out as an obvious source of confusion for her. She explains her personal relationships to those who died somewhat under the radar (of her knowledge): “her friend,” a “newspaper reporter [she’d] seen a week earlier,” (2). She goes on to revealing how she “cried on a friend’s shoulder” (3), and the difficulty of processing these deaths. While this emotionality doesn’t necessarily have to affect her research, it may well have lead her to remain so wedded to the question of deaths over the course of her study. What her question (why Russians are dying in numbers) becomes, however, is beyond any scope of a successful research endeavor. From the post-war period to present day, Gessen’s time frame yields only in size to the vastness of her country in study. Perhaps in an attempt to do justice to this broad scope, Gessen endeavors to analyze an extensive data set, from Parsons’s more anthropological approach with her “months-long conversation” (2), to Eberstadt’s historical-trend based research. Between these two examinations, contradictory conclusions arise, like whether a younger or more middle-aged population represents the dying population. While I do respect and appreciate her comprehensive collection of evidence, I simply find it as a result of her inability to narrow down the scope of her research question. Indeed, such a broad question certainly can lead an investigator down several avenues of more specific research, and she might have been better off following one rather than sticking to her more general puzzle, for which she demonstrates a difficulty to explain with specific answers, as one would expect.

Sensationalist journalism, not scientific analysis

Gessen’s claim that “Russia is dying of a broken heart” is misplaced in scientific or even social analysis. She attempts to use a kind of middle-range theory, such as the one Ziblatt advocates for, to describe a country of over 144 million people over a range of almost 100 years. Gessen completely fails to examine the scope conditions and any limitations on generalizing her (already questionable) findings. The conclusion that the death rate in Russia is due to cardiovascular disease is quite possibly a solid one – however, she fails to substantiate it with convincing evidence. It is true that the physiological outcome of stress, mediated by many deleterious effects of the hormone cortisol, can lead to immune suppression and increase the chance of contracting disease such as CVD. However, Gessen uses ungeneralizable and unsubstantiated evidence that in no way qualifies as scientific.

Gessen’s emotional approach, beginning with an (irrelevant) sob-story about how she lost many friends to AIDS in the US and then was told she shouldn’t be surprised that her Russian friends were dying as well – literally “crying on a friend’s shoulder” – is antithetical to any type of scientific study. While emotional appeals can be effective in journalism, Gessen’s article masquerades as scientific analysis of Russia’s high death rate, a quantitative statistic. Scientists of all kinds, including those in “soft” sciences, strive for impartiality because emotion leads to distortion such as confirmation bias. Gessen’s emotional connection to the country also dissuades her from considering what Scott proposed – that people may lie to analysts to portray themselves or their culture in a certain light. Parsons’ “long, unstructured interviews” offer only the perspectives of several in millions, and there is no guarantee that that these perspectives are reliable.

The weakest aspect of Gessen’s analysis is when she connects the “brief breaks in the downward spiral” with periods “of greater hope,” namely the Kruschev and Gorbachev eras. There is nothing that indicates causality between these eras and hope, or hope and low death rate. It would be more accurate to discuss the effects of less-repressive regimes and more open economies on, for example, food availability and nutrition, or stillbirths. Gessen states, “death and birth statistics appear to reflect nothing but despair.” Not only does she imply causality here, she implies exclusive causality! This is a huge oversight and inappropriate for any remotely scientific analysis.

Many Hammers for One Nail

Gessen’s piece begins with what feels like random anecdotal evidence for a rising mortality rate. She anthropological and sociological evidence in the first few pages as an introduction to her claim that more and more Russians are dying. Gessen jumps from the “unstructured interviews” conducted by Michelle Parsons to broad historical trends to economic conditions, all as possibilities for the cause of what seems like increased death rates in Russian. Her use of a great number and variety of possible causes does not make up for the fact that they are quite possibly unrelated. In other words, attempting to link together cultural, institutional, and historical arguments is not an effective method to summarize a specific trend that occurred over a vast number of years, specifically in the case of the Russian deaths. This becomes obvious in the latter half of the book review, when Gessen provides empirical facts about the deaths that occurred during times of famine, war, and emigration. While these periods of time had distinct, determinable causes of deaths, others did not. But this is not to say that they can or should only be explained by sociological or circumstantial evidence. Number of deaths and mortality rates are undeniably quantifiable statistics. We have records that keep track of the number of deaths, people’s age and cause of death, etc. Yes, Russia certainly has a distinct history and culture that has led its population to certain unique points of despair or hope that may or may not link to death rates; however, this is not to say that we should turn to sociological methods only as an explanation for scientific occurrences.